Sec form 4 stock options

14 Sep 2016 SEC Form 4. FORM 4. UNITED STATES SECURITIES AND EXCHANGE Options to. Acquire. Class C. Common. Stock. $27.5. 09/14/2016. A.

Generally, Form 4 must be filed for any equity-related grant, option exercise, vesting of restricted stock/RSUs (in certain situations), sales of stock (including sales under Rule 10b5-1 trading plans and 401(k) plans), receipt of a bequest under a will, transfer to a trust, and transaction in company stock by a partnership of which the reporting person is a member. If certain conditions are met, it is permissible to report multiple open-market purchases or sales on the same day in the 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares; Director Stock Option (Right to Buy) The example above is the latest form 4 for Dilliards (DDS). Overall, the form is very easy to understand. You have the filing person, the date of transaction, the type of security, codes for the type of transaction, the price paid for the security and comments down the bottom. INTERNATIONAL BUSINESS MACHINES CORP sec form 4 filings insider trading, stock buying and selling. A Form 4 must be filed before the end of the second business day following a change in ownership of securities or derivative securities (including the exercise or grant of stock options) for individuals subject to Section 16 of the Securities Exchange Act of 1934. Transaction codes. Each transaction listed on the Form 4 filing has a transaction code: General transaction codes 9. These options are exercisable immediately. 10. These options vest in accordance with the following schedule: 658 vest on May 1, 2018; 659 vest on May 1, 2019; and 660 vest on May 1, 2020. 11. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. 12. in July 2002, the Form 4 is an electronic document that is filed on the SEC's EDGAR system. A Form 4 lists the name of the insider, their relationship to the company, how many shares were traded

A Form 4 must be filed before the end of the second business day following a change in ownership of securities or derivative securities (including the exercise or grant of stock options) for individuals subject to Section 16 of the Securities Exchange Act of 1934. Transaction codes. Each transaction listed on the Form 4 filing has a transaction code: General transaction codes

18 hours ago Form 4 PRICESMART INC For: Mar 16 Filed by: Price Philanthropies Foundation Common Stock, 03/16/2020, S (1), 5,088, D, $ 41.8304 (2), 4,186,467, D ( e.g., puts, calls, warrants, options, convertible securities). 1. The reporting person hereby undertakes to provide upon request to the SEC staff, the  Form 4, Section 16 - Form 4 (Paul J. Brody), 2020-01-03, 366 KB. Form 4, Section 16 - Form 4 (Denis Mendonca), 2020-01-03, 364 KB. Form 4, Section 16  29 Aug 2002 before the Form 3 is due (for example, because the insider received a stock option grant upon becoming an insider), then the SEC has  23 Oct 2014 Cashless Exercise of Stock Options (and sale of shares). – Grant of SEC Form 4 on behalf of all reporting persons upon being informed.

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in July 2002, the Form 4 is an electronic document that is filed on the SEC's EDGAR system. A Form 4 lists the name of the insider, their relationship to the company, how many shares were traded INTERNATIONAL BUSINESS MACHINES CORP sec form 4 filings insider trading, stock buying and selling. Generally, Form 4 must be filed for any equity-related grant, option exercise, vesting of restricted stock/RSUs (in certain situations), sales of stock (including sales under Rule 10b5-1 trading plans and 401(k) plans), receipt of a bequest under a will, transfer to a trust, and transaction in company stock by a partnership of which the reporting person is a member. If certain conditions are met, it is permissible to report multiple open-market purchases or sales on the same day in the

8 Aug 2018 SEC Form 4. FORM 4. UNITED STATES SECURITIES AND Exercise of stock options awarded under the issuer's employee stock option plan.

SEC Form 4 Insider Trading Screener. Monitor SEC Form 4 Insider Trading Filings for Insider Buying and Selling. Real-time Insider Trading Stock Screener. Long and Short Trading Ideas using Insider Transaction Data. Some derivatives are options, which can be exercised by the person or entity that owns the option. Some derivatives are convertible into other kinds of security, such as convertible debt. Here's some information on equity derivatives: 6 Types of Equity Derivatives and Their Advantages .

29 Aug 2002 before the Form 3 is due (for example, because the insider received a stock option grant upon becoming an insider), then the SEC has 

Numerous methods exist for determining the fair value of equity awards (e.g., the Black-Scholes formula commonly used for stock options); however, one method  18 Apr 2019 Stock Options · Nonqualified Stock Options · Performance Awards · Restricted Stock and Units · Stock Settled SARS Form 4 Reporting for Performance Awards It feels a little counter-intuitive, but the SEC has indicated that as is permitted by the SEC when the award can be paid out only in stock). 14 Sep 2016 SEC Form 4. FORM 4. UNITED STATES SECURITIES AND EXCHANGE Options to. Acquire. Class C. Common. Stock. $27.5. 09/14/2016. A. 27 Jun 2008 allow same-day, same-way open market purchases or sales to be aggregated and reported on a single line on Form 4, subject to certain 

INTERNATIONAL BUSINESS MACHINES CORP sec form 4 filings insider trading, stock buying and selling. A Form 4 must be filed before the end of the second business day following a change in ownership of securities or derivative securities (including the exercise or grant of stock options) for individuals subject to Section 16 of the Securities Exchange Act of 1934. Transaction codes. Each transaction listed on the Form 4 filing has a transaction code: General transaction codes 9. These options are exercisable immediately. 10. These options vest in accordance with the following schedule: 658 vest on May 1, 2018; 659 vest on May 1, 2019; and 660 vest on May 1, 2020. 11. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. 12. in July 2002, the Form 4 is an electronic document that is filed on the SEC's EDGAR system. A Form 4 lists the name of the insider, their relationship to the company, how many shares were traded INTERNATIONAL BUSINESS MACHINES CORP sec form 4 filings insider trading, stock buying and selling. Generally, Form 4 must be filed for any equity-related grant, option exercise, vesting of restricted stock/RSUs (in certain situations), sales of stock (including sales under Rule 10b5-1 trading plans and 401(k) plans), receipt of a bequest under a will, transfer to a trust, and transaction in company stock by a partnership of which the reporting person is a member. If certain conditions are met, it is permissible to report multiple open-market purchases or sales on the same day in the Restricted Stock: Advanced When and how do senior executives file Form 4 for restricted stock, restricted stock units, and performance shares? Within two business days of any grant, you file Form 4 electronically under the SEC's Section 16 rules.